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Principal

https://www.principal.com/about-us/our-company

Company Details

Make your investment dreams a reality

Our offerings are based on experience—not quick wins or fads. Because we know that integrity, honesty, and comprehensive expertise are the right way to go—and the surest path to helping you reach your long-term financial stability goals.

Job Details

Experience :

10-15 Years

Qualification :

Graduation

Specialization :

Law

Industry :

Legal and Law Enforcement

Employment:

FullTime

Location:

Bangalore Urban, Karnataka

JD Video:

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Job Description

Legal:

• Ensure implementation and improvement in the processes to help ensure Company’s

compliance with applicable laws & regulations.

• Timely review, dissemination, and implementation of new / amended laws.

• Review, draft and negotiate Contracts from legal perspective within defined timelines.

• Standardize / improve upon contracts for efficient reviews & to reduce risk for the

Company.

• Vetting group agreements, SOW’s, and execution thereof. Ensuring SoW’s are updated.

• Support legal head in establishing processes / systems from legal perspective.

• Vetting affidavits, letters, General/specific General Power of Attorney and applications to

Government Departments and Regulatory bodies.

• Review and advice on various legal / compliance matters to Management / functions.

• Identify legal and regulatory risks associated with business and means to mitigate such

risks.

• Liaison with third parties like external counsels / law firms, Auditors, etc.

60%

Compliance

• Monitor compliances by functions and identify compliance requirements for the Company.

• Inform, advise and recommendations with respect to compliance matters.

• Plan, conduct and support compliance audits.

• Regularly review compliance controls, Company policies and procedures to ensure that

they meet legal and regulatory requirements.

• Ensure that employees take required training offered by Corporate Ethics, Compliance &

Investigations (CECI) team.

• Timely reporting to internal Management and HO Compliance teams.

• To act as Privacy Contact and support implementing Privacy laws.

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